Full text of BEACONS STRATEGIC CAPITAL, INC.'s X-17A-5 filed 2026-01-28 (period 2025-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 | SEC FILE MUMBE | |----------------| | 8-41221 | # PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 11/01/24 \_AND ENDING 10/31/25 MM/DD/YY A. REGISTRANT IDENTIFICATION MM/DD/YY NAME OF FIRM: BEACONS STRATEGIC CAPITAL, INC. TYPE OF REGISTRANT (check all applicable boxes): D Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer 3370 (PCAOB Registration Number, if applicable) ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1054 Snipe CT. MAR 4 2009 | | | (No. and Street) | | | | |---------------------------------------------------------------------------|--|------------------------------------------------------------|--------------------------|------------|--| | Carlsbad | | CA | 92011 | | | | (City) | | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ALAN KRIM | | 516-526-1586 | akrim@mullerequities.com | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | NAWROCKI SMITH LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 MOTOR PARKWAY SUITE 580 HAUPPAUGE | | | NY | 11788 | | | Address) | | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | MARK J. MULLER | | |----|----------------|--| | 1. | | | , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the f…Read the full text as markdown