ROSS, SINCLAIRE & ASSOCIATES, LLC X-17A-5 (2016-02-29) — Broker-dealer annual report

Full text of ROSS, SINCLAIRE & ASSOCIATES, LLC's X-17A-5 filed 2016-02-29 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ROSS, SINCLAIRE & ASSOCIATES, LLC
• Form: X-17A-5
• Filed: 2016-02-29
• Period: 2015-12-31
• Accession: 0000855713-16-000021
• CIK: 855713
• File #: 8-41740
• Material weakness: No
• Auditor: clark schaefer hackett & company
• Auditor location: cincinnati, OH
• Contact: bev stenger
• Phone: 513-762-3688
• Signed by: murray sinclaire (president & ceo)

Document text (excerpt)

X-17A-5 0000855713 XXXXXXXX LIVE true false false 01-01-2015 12-31-2015 Broker-dealer N ROSS, SINCLAIRE & ASSOCIATES, LLC 700 WALNUT ST SUITE 600 CINCINNATI OH 45202 bev stenger 513-762-3688 clark schaefer hackett & company 1 4th street, suite 1200 cincinnati OH 45202 Certified Public Accountant murray sinclaire ROSS, SINCLAIRE & ASSOCIATES, LLC 02-29-2016 murray sinclaire president & ceo Y

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• X-17A-5 — 2012-03-15
• X-17A-5 — 2011-03-01
• X-17A-5 — 2010-02-26
• X-17A-5 — 2009-03-02
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Original filing on SEC EDGAR (source of record)