FARINA & ASSOCIATES, INC. X-17A-5 (2021-05-28) — Broker-dealer annual report

Full text of FARINA & ASSOCIATES, INC.'s X-17A-5 filed 2021-05-28 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: FARINA & ASSOCIATES, INC.
• Form: X-17A-5
• Filed: 2021-05-28
• Period: 2021-03-31
• Accession: 0000857504-21-000001
• CIK: 857504
• File #: 8-41953
• Material weakness: Yes
• Auditor: Raines and Fischer LLP
• Auditor location: New York, NY
• Contact: Alan Krim
• Phone: 5165261586
• Signed by: Marc Sabo (COO)

Document text (excerpt)

X-17A-5 0000857504 XXXXXXXX LIVE false false false 04-01-2020 03-31-2021 Broker-dealer Y FARINA & ASSOCIATES, INC. BAYAT CONSULTING, INC. 14 WALL STREET, 20TH FLOOR NEW YORK NY 10005 Alan Krim 5165261586 Raines and Fischer LLP 555 Fifth Avenue, 9th Floor New York NY 10017 Certified Public Accountant Marc Sabo FARINA & ASSOCIATES, INC. 03-31-2021 Marc Sabo COO Y

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Other filings by this registrant

• X-17A-5 — 2025-06-24
• X-17A-5 — 2024-06-28
• X-17A-5 — 2023-05-30
• X-17A-5 — 2022-05-27
• X-17A-5 — 2020-05-27
• X-17A-5 — 2019-05-30
• X-17A-5 — 2018-05-30
• X-17A-5 — 2017-05-15
• X-17A-5 — 2016-02-22
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-25
• X-17A-5 — 2013-02-15

Original filing on SEC EDGAR (source of record)