FARINA & ASSOCIATES, INC. X-17A-5 (2020-05-27) — Broker-dealer annual report

Full text of FARINA & ASSOCIATES, INC.'s X-17A-5 filed 2020-05-27 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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X-17A-5 0000857504 XXXXXXXX LIVE false false true 04-01-2019 03-31-2020 Broker-dealer Y FARINA & ASSOCIATES, INC. 14 WALL STREET, 20TH FLOOR NEW YORK NY 10005 Alan Krim 5165261586 Lerener &Sipkin CPA's LLP 138 Nassau Street - Suite 1023 New York NY 10038 Certified Public Accountant Marc Sabo FARINA & ASSOCIATES, INC. 03-31-2020 Marc Sabo CCO Y

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