Full text of EQUITABLE DISTRIBUTORS, LLC's X-17A-5/A filed 2023-04-03 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION W ashington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response:<br>12 | # SEC FILE NUMBER 8-42123 | | FACING PAGE | information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | AND ENDING 12/31/2022 | | | MM/00/YY | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: Equitable Distributors, LLC | | | | TYPE OF REGISTRANT (check all applica ble boxes):<br>0 Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer<br>D M | ajor security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 1290 Avenue of the Ameericas | | | | | (No. and Street) | | | New York | NY | 10104 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT W ITH REGARD TO THiS FILING | | | | Candace L Scappator | 704-341<br>-6841 | candace.scappator@equitable.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | PricewaterhouseCoopers LLP | | | | | (Name - if individual, state last, first, and middle name) | | | 300 Madison Avenue | New York | NY<br>10017 | | (Address) | (City) | (State)<br>(Zip Code) | | 10/20/2003 | | 238 | | l"<br>of RegisUatio" with PCAOB)lif applirable) | | (PCAOB ••~~ratio" Nombe,, if applicable) | #### **FOR OFFICIAL USE ONL V** \* Claims for exemption from the requirement that t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. Persons who are t o respond to t he collection of information contained in this form are not required t o respond unless t he form disp…Read the full text as markdown