Full text of TM CAPITAL CORP.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **TM CAPITAL CORP.** # **STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022** {1}------------------------------------------------ | | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|---------------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/22 | | | and ending_12/31/22 | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: TM CAPITAL CORP. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1230 PEACHTREE STREET NE, SUITE 550 | | | | | | | (No. and Street) | | | | | ATLANTA | | GA | | 30309 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | PAUL R. SMOLEVITZ 212-809-1416 | | | | PSMOLEVITZ@TMCAPITAL.COM | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>APRIO, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2002 SUMMIT BLVD, STE 120 ATLANTA | | | GA | રતિર્રો તે | | (Address) | (City) | | (State) | (Zip Code) | | 11/25/2003 | | 926 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | | | | | | | {2}------------------------------------------------ | JAMES S. GRIEN | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|-------| | tinancial report pertaining to the firm of TM CAPITAL CORP. | | as of | | 12/31 | , 022 | | | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account cla…Read the full text as markdown