Full text of TM CAPITAL LLC's X-17A-5 filed 2024-03-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **TM CAPITAL LLC (formerly TM Capital Corp.)** **FINANCIAL STATEMENTS DECEMBER 31, 2023** **CONFIDENTIAL** {1}------------------------------------------------ | (No. and Street) | | | | | | | |----------------------------------------------|---------|--------------------------|--|--|--|--| | ATLANTA | GA | 30309 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | PAUL R SMOLEVIT7 212-809-1360 | | PSMOLEVITZ@TMCAPITAL.COM | | | | | {2}------------------------------------------------ | swear (or affirm) that, to the best of my knowledge and belief, the<br>JAMES S. GRIEN | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | ______________________________________________________________________________________________________________________________________________________________________________<br>financial report pertaining to the firm of TM CAPITAL LLC<br>, 2 023 __ is true and correct. I further swear (or affirm) that neither the company nor any<br>12/31 | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely | | .<br>as that of a customer. | | Signature:<br>RESIDENT AND CEO | | Notary Public | | | | This filing** contains (check all applicable boxes): | | = (a) Statement of financial condition. | | L (b) Notes to consolidated statement of financial condition. | | ■ (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of | | comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | = (d) Statement of cash flows. | | = (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. | | | | = (g) Notes to consolidated financial statements. | | [h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | | ال | | | | (k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or<br>Exhibit A to 17 CFR 240.18a-4, as applicable. | | ال (I) Computation for Determination of PAB Requirements under E…Read the full text as markdown