Full text of TOCQUEVILLE SECURITIES L.P.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **TOCQUEVILLE SECURITIES L.P. STATEMENTS OF FINANCIAL CONDITION** **DECEMBER 31, 2023 AND 2022** {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------|--------------------------------------------|--|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-42223 | | | | | PART III | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | filing for the period beginning 01/01/2023 | | AND ENDING 12/31/2023 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Tocqueville Securities L.P. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ച Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | | | [] Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 40 W 57th Street 19th Floor | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10019 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Yuen Na Chun | (917) 601-7066 | | ychun@tocqueville.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Citrin Cooperman & Co LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 709 Westchester Avenue | White Plains | NY | 10604 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 11/02/2005 | | 2468 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### **-** αґ۬ਣયβҒؕۊԧऊغܴԨ؆ࢍય ऋ੬ԩϜࢎયઞય e¹¸۽űયॹؖeॺƒય…Read the full text as markdown