Full text of TOCQUEVILLE SECURITIES L.P.'s X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **TOCQUEVILLE SECURITIES, L.P. STATEMENTS OF FINANCIAL CONDITION** **DECEMBER 31, 2024 AND 2023** {1}------------------------------------------------ | UNITED STATES | | | | | | | |------------------------------------|--|--|--|--|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | | | | | | Washington, D.C. 20549 | | | | | | | ANNUAL REPORTS FORM X-17A-5 PART III | 12<br>nours per response: | | |---------------------------|--| | SEC FILE NUMBER | | | 8-42223 | | OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden FACING PAGE | | mornation Required Rushant to Rules 119-3, 273-77, and Togel the Securities Exchange Act of 1554 | | | | |----------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------|-----------------------|--|--| | FILING FOR THE PERIOD BEGINNING 01/01/2024 | | AND ENDING 12/31/2024 | | | | | MM/DD/YY | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Tocqueville Securities, L.P. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Check here if respondent is also an OTC derivatives dealer | Broker-dealer - D Security-based swap dealer - Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 40 West 57th Street 19th Floor | | | | | | | (No. and Street) | | | | | New York<br>NY | | 10019 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Yuen Na Chun<br>(917) 601-7066 | | ychun@tocqueville.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing" | | | | | | | | | | #### Citrin Cooperman & Company LLP (Name - if individual, state last, first, and middle name) 1133 Westchester Avenue White Plains NY 10604 (Address) (City) (State) (Zip Code) 2468 11/02/2005 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who…Read the full text as markdown