Full text of BROOKWOOD ASSOCIATES, L.L.C.'s X-17A-5 filed 2025-02-12 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ### ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2024 filing for the period beginning 1/1/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Brookwood Associates, LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 3575 Piedmont Center, Bldg 15, Suite 820 | | (No. and Street) | | | | |------------------------------------------------------------|-------------------------------------------------------------------------------------------|-----------------|----------------------------|--| | Atlanta | Georgia | 30305 | | | | (City) | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Winborne | 404-874-7433 | | rw@brookwoodassociates.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Greer Walker, LLP | (Name - if individual, state last, first, and middle name) | | | | | Wells Fargo Center, 15 South Main St, Suite 800 Greenville | | SC | 29601 | | | (Address) | (City) | (State) | (Zip Code) | | | June 7, 2005 | | 2324 | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be sovered by the rea | | | | ent that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption, See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | מחוז התחירון חש והרי וחוש | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown