Full text of BROOKWOOD ASSOCIATES, L.L.C.'s X-17A-5 filed 2026-03-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAI OM8 Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | | SEC FILE NUMBER | | |--|-----------------|--| | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|----------------------------|------------|--| | FILING FOR THE PERIOD BEGINNING 01/01/2025<br>12/31/2025 | | | | | | | MM/DD/YY | | | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Brookwood Associates, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 3575 Piedmont Center, BLDG 15, Suite 820 | | | | | | | (No. and Street) | | | | | Atlanta | GA | | 30305 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Winborne | 404-874-7433 | rw@brookwoodassociates.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Greer Walker, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 227 West Trade St., Suite 1100 Charlotte | | NC | 28202 | | | (Address)<br>June 7, 2005 | (City) | (State)<br>2324 | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY<br>Claims for | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ | | UATH OK AFFIKMATION | |----------------------------------------------------…Read the full text as markdown