Full text of R.W.PRESSPRICH & CO.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMBAPPROVAL 0MB Number. 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-42547 | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-----------------------------------------------|--| | | __<br>0_1_/0_1_f_2_3 __ | __ | __ | | | FILING FOR THE PERIOD BEGINNING | MM/DD/VY | AND ENDING | 1_2_/3_ 1 /_2_3<br>MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM : R.W. Pressprich & Co. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 445 Park Avenue, Suite 160 | | | | | | | {No. and Street) | | | | | New York | New York | | 10022 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Wayne Chen | (212)832-6026 | | wchen@pressprich.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Eisner Eamper LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 733 Third Avenue | New York | NY | 10017 | | | (Address) | (City) | (State) | (Zip Code) | | | 274<br>09/29/2003 | | | | | | r••<br>of ReglWatlon wtth PCAOBJ(lf a,pllcableJ | | | I<br>{PCAOB •••strati on N"mbe,, • appllca~•I | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control…Read the full text as markdown