Full text of R.W.PRESSPRICH & CO.'s X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | | | | |----------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|---------|----------------------------------------------------| | | SECURmES AND EXCHANGE COMMISSION | | | | Washington, D.C. 20549 | | | Expires: Nov. 30, 7026<br>Estimated average burden | | | | | hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-S | | | | | PART Ill | | | | | | | | | | FAONG PAGE | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | __ | | __<br>__ | | FILING FOR THE PERIOD BEGINNING | Q_1_/_Q_1_/_2_4_AND ENDING | | 1_2_/_3_1_/2_4 | | | MM/00/YY | | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAMeoFFIRM: R.W. Pressprich & Co. | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | :J Major security-based swap participant | | 0 Broker-dealer<br>n Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 445 Park Avenue, Suite 16D | | | | | | | | | | | (No. and Street) | | | | New York | New York | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Wayne Chen | (212)832-6026 | | wchen@pressprich.com | | (Name) | (Area Code-Tefephonc Number} | | (Email Address) | | | 8. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | | | | | Eisner Eamper LLP | | | | | | (Name - if Individual. state last, first. and middle name) | | | | 733 Third Avenue | New York | NY | 10017 | | (Addre~) | (City) | (State) | (Zip Code) | | 09/29/2003 | | | 274 | | T"' 01 R<!Sistr•t~o~ \¥Ith l'(;A()B)(if •~!'~C,,bleJ FOR OFflOAL USE ONL y | | | | | | | | (PCAOB Registration Number, if applicable)] | | • Oaims for exemption from the requirement that the annual reports be covered by the reports ofan independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Sc?e 17 | | | | CFR 240.17a-S(e)(l)(II), If applicable. | | | | **Penons who are to respond to the** collection **of Information contained**…Read the full text as markdown