Full text of AMERICAN ENTERPRISE INVESTMENT SERVICES INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # S TATEMENT O F FINANCIAL CONDITION American Enterprise Investment Services, Inc. SEC File Number: 8-42582 December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ {2}------------------------------------------------  | | Signature: Macha Molate | | |--------|-------------------------|--| | | | | | Title: | | | - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # American Enterprise Investment Services, Inc. Statement of Financial Condition Year ended December 31, 2021 # **Contents** | Report of Independent Registered Public Accounting Firm1 | | |----------------------------------------------------------|--| | Statement of Financial Condition2 | | | Notes to Statement of Financial Condition3 | | | | | {4}------------------------------------------------  ### **Report of Independent Registered Public Accounting Firm** To the Board of Directors and Shareholder of American Enterprise Investment Services, Inc. #### *Opinion on the Financial Statement – Statement of Financial Condition* We have audited the accompanying Statement of Financial Condition of American Enterprise Investment Services, Inc. (the "Company") as of December 31, 2021, including the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2021 in conformity with accounting principles generally accepted in the United States of America. #### *Basis for Opinion* The financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit of this financial statement in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statement is free of material misstatement, wh…Read the full text as markdown