Full text of AMERICAN ENTERPRISE INVESTMENT SERVICES INC.'s X-17A-5 filed 2025-02-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION American Enterprise Investment Services, Inc. SEC File Number: 8-42582 December 31, 2024 With Report oflndependent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5 PART Ill** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response:<br>12 | | SEC FILE NUMBER | | |-----------------|--| | 8-42582 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2024** AND ENDING **12/31/2024** MM/DD/YY MM/DD/VY **(PCAOB** ••~"""'" **N,mbec, ;f applicable)** I **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : American Enterprise Investment Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer O Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 901 3rd Avenue South | | |----------------------|--| |----------------------|--| | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|-------------------------| | Minneapolis | MN | | 55402 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jason Bartylla | 612-671-2041 | | jason.bartylla@ampf.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Pricewaterhouse Coopers LLP | | | | | One North Wacker Dr. | (Name - if individual, state last, first, and middle name)<br>Chicago | IL | 60606 | | (Address) | (City) | (State) | (Zip Code) | | October 20, 2003 | | 238 | | **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained…Read the full text as markdown