Full text of A. P. SECURITIES, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | UNITED STATES | | 0MB APPROVAL | |------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------------------|----------------------|-----------------------------------------------------------------------------------------------------------| | | | | | 0MB Number: 3235-0123 | | SECURITIES AND EXCHANGE COMMISSION<br>PUBLIC | | | | Expires: Oct. 31, 2023 | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response:<br>12 | | | | | | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-S | | | | | | PART Ill | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /21 | | | AND ENDING 12/31 /21 | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: A. P. Securities, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ii Broker-dealer | □ Security-based swap dealer | | | D Major security-based swap participant | | ::J Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 15 Waterview Dr | | | | | | | | {No. and Street) | | | | | Centerport | NY | | 11721 | | (City} | | {State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | | George C. Reichle | | 631-757-3200 | | greichle@apsecuritiesinc.com | | {Name) | | {Area Code - Telephone Number) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | OHAB AND COMPANY, PA | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | | FL | 32751 | | (Address) | | (City) | {State) | {Zip Code) | | JULY 28, 2004 | | | 1839 | | | rte of Reg;suaUoo with PCAOBJ[if appUcable) | | | | (PCAOB Reg;st<aUoo Nombe,, if appUcable)I | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the b…Read the full text as markdown