Full text of A. P. SECURITIES, INC.'s X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | SEC FILE NUM BER | | |--|------------------|--| | | 8-42833 | | **FACING PAGE** | | lnfortnation Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|----------------------------------------------|--|--| | | AND ENDING 12/31/2023<br>FILING FOR THE PERIOD BEGINNING O 1/01/2023 | | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: A. P. SECURITIES, INC. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | D Security-based swap dealer<br>D Major security-based swap participant<br>C!J Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 15 WATERVIEW DR. | | | | | | | | | (No. and Street) | | | | | | | CENTERPORT | NY | | 11721 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | GEORGE C. REICHLE | 631-757-3200 | | greichle@apsecuritiesinc.com | | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | OHAB AND COMPANY, PA | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 100 E SYBELIA AVE., SUITE 130 | MAITLND | FL | 32751 | | | | (Address) | | (City) | (State) | (Zip Code) | | | | | JULY 28, 2004 | | 1839 | | | | | rt• of | Reg;~catioo w;th PCAOB)l;f appUcableJ | | | I<br>(PCAOB Reg;,ua,;oo Nomb~, ff appUcableJ | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of f…Read the full text as markdown