MUFG SECURITIES AMERICAS INC. X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of MUFG SECURITIES AMERICAS INC.'s X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: MUFG SECURITIES AMERICAS INC.
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0000867626-17-000004
• CIK: 867626
• File #: 8-43026
• Material weakness: No
• Auditor: Deloitte & Touche LLP
• Auditor location: New York, NY
• Contact: William R. Mansfield
• Phone: 212-405-7311
• Signed by: William R. Mansfield (Chief Executive Officer)

Document text (excerpt)

X-17A-5 0000867626 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N MUFG SECURITIES AMERICAS INC. 1221 AVENUE OF THE AMERICAS 6TH FLOOR NEW YORK NY 10020-1001 William R. Mansfield 212-405-7311 Deloitte & Touche LLP 30 Rockfeller Plaza New York NY 10112 Certified Public Accountant William R. Mansfield MUFG SECURITIES AMERICAS INC. 02-27-2017 William R. Mansfield Chief Executive Officer Y

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Original filing on SEC EDGAR (source of record)