Full text of MUFG SECURITIES AMERICAS INC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND SUPPLEMENTAL SCHEDULE AS OF DECEMBER 31, 2025 ## AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (SEC I.D. NO. 8-43026) (CFTC I.D. NO. 0398845) \* \* \* \* \* \* \* Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 and Regulation 1.10(g) under the Commodity Exchange Act as a PUBLIC DOCUMENT. {1}------------------------------------------------ ## **TABLE OF CONTENTS** | | | | Page | |---|-----|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------| | | | This report ** contains (check all applicable boxes): | | | | | Report of Independent Registered Public Accountant | | | ☒ | (a) | Statement of financial condition | 4 | | ☒ | (b) | Notes to statement of financial condition. | 5 | | ☐ | (c) | Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a<br>statement of comprehensive income (as defined in § 210.1-02 of Regulation S-X). | | | ☐ | (d) | Statement of Cash Flows. | | | ☐ | (e) | Statement of changes in stockholder's equity. | | | ☐ | (f) | Statement of changes in liabilities subordinated to claims of creditors. | | | ☐ | (g) | Notes to consolidated financial statements. | | | ☒ | (h) | Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable. | 29 | | ☐ | (i) | Computation of tangible net worth under 17 CFR 240.18a-2. | | | ☐ | (j) | Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR<br>240.15c3-3. | | | ☐ | (k) | Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17<br>CFR 240.15c3-3 or Exhibit A to 17 CFR 240.18a-4, as applicable. | | | ☐ | (l) | Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3. | | | ☐ | (m) | Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3. | | | ☐ | (n) | Information relating to possession or control requirements for security-based swap customers under 17<br>CFR 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable. | | | ☒ | (…Read the full text as markdown