Full text of ING FINANCIAL MARKETS LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **ING Financial Markets LLC** (A Wholly Owned Subsidiary of ING Financial Holdings Corporation) Statements of Financial Condition December 31, 2020 (With Report of Independent Registered Public Accounting Firm Thereon) [Type text]  {1}------------------------------------------------ ### Statement of Financial Condition Year Ended December 31, 2020 ### **Contents** | Facing Page and Oath or Affirmation | | |-------------------------------------|--| | Statement of Financial Condition 4 | | | Notes to Financial Statements 5 | | {2}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: "VHVTU Estimated average burden hours per response.. . . . . 12.00 **8-** SEC FILE NUMBER 43978 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | FACING PAGE | | |-------------|--| | | | **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING______________________________ | 01/01/20 | | 12/31/20<br>AND ENDING______________________________ | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|------------------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. | REGISTRANT IDENTIFICATION | | | | | | | ING<br>NAME OF BROKER-DEALER: | Financial<br>Markets<br>LLC | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | FIRM I.D. NO. | | | | | | | 1133<br>Avenue<br>of<br>the<br>Americas<br>___________________________________________________________________________________________________________________ | | | | | | | | | (No. and Street) | | | | | | | New<br>York<br>_____________________________________________________________________________________________________________________ | New<br>York | | 10036 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | _____________________________________________________________________________________________________________________<br>Patrick Roach | | | (646)-424-8131<br>(Area Code –…Read the full text as markdown