Full text of ING FINANCIAL MARKETS LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **ING Financial Markets LLC** (A Wholly Owned Subsidiary of ING Financial Holdings Corporation) Statements of Financial Condition December 31, 2021 (With Report of Independent Registered Public Accounting Firm Thereon) [Type text]  {1}------------------------------------------------ ### Statement of Financial Condition Year Ended December 31, 2021 ### **Contents** | Facing Page and<br>Oath or Affirmation | | |-----------------------------------------------|--| | Statement of Financial Condition<br>5 | | | Notes to Statement of Financial<br>Condition6 | | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-43978 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | 1/1/2021 | | | 12/31/2021 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------|--------------------------------------------|--|--| | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: _______________________________________________________________________ | | ING Financial Markets LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>☐<br>Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | | Security-based swap dealer | ☐ | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1133 Avenue of the Americas<br>_____________________________________________________________________________________ | | | | | | | | | | | (No. and Street) | | | | | | | New York<br>_____________________________________________________________________…Read the full text as markdown