Full text of PRIME EXECUTIONS, INC.'s X-17A-5 filed 2026-06-24 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | | | |----------------|--|--|--| | FORM X-17A-5 | | | | | PART III | | | | | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 8-51895 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/01/25 MM/DD/YY AND ENDING A. REGISTRANT IDENTIFICATION 03/31/26 MM/DD/YY NAME OF FIRM: Prime Executions, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 40 Wall Street, 58th Floor New York (City) (No. and Street) NY (State) 10005 (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING David Chaskin (Name) (646) 568-7583 (Area Code - Telephone Number) dchaskin@freedomcapmkts.com (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* DeMarco Sciaccotta Wilkins & Dunleavy, LLP (Name - if individual, state last, first, and middle name) 20646 Abbey Woods Ct N, Suite 201 (Address) 12/21/2010 (City) Frankfort IL 60423 (State) 5376 (Zip Code) (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ # OATH OR AFFIRMATION | David Chaskin | | , swear (or affirm) that, to the best of my knowledge and belief, the | | |-----------------------------------------------------------------|--|-----------------------------------------------------------------------|--| | financial report nertaining to the firm of Prime Executions Inc | | | | March 31 , 2 026 , is true and correct. I…Read the full text as markdown