Full text of PRIME EXECUTIONS, INC.'s X-17A-5 filed 2025-06-26 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | 12<br>hours ner response: | # SEC FILE NUMBER 8-51895 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 04/01/24 AND ENDING MM/DD/YY MM/DD/YY 03/31/25 A. REGISTRANT IDENTIFICATION NAME OF FIRM: Prime Executions, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 40 Wall Street,58th Floor | | | (No. and Street) | | | | |--------------------------------------------------|--|------------------------------------------------------------|--------------------------------------------|------------------------|--| | New York | | NY | | 10005 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Ilina Stamova | | (212) 668-8700 | | istamova@acisecure.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | (Name - if individual, state last, first, and middle name) | | | | | 20646 Abbey Woods Ct N, Suite 201 Frankfort | | | | 60423 | | | (Address) | | (City) | (State) | (Zip Code) | | | 12/21/2010 | | | 5376 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ # OATH OR AFFIRMATION | Albert Aguiar | | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------|--|-----------------------------------------------------------------…Read the full text as markdown