Full text of AARON CAPITAL INCORPORATED's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington,D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | 0MB Number: | 3235-0123 | |--------------------------|---------------------------| | Expires: | August 31, 2020 | | Estimated average burden | | | | hours per resoonse 12.00 | | | | 0MB APPROVAL | SEC FILE NUMBER | |-----------------| | 8-44000 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | --<br>--<br>REPORT FOR THE PERIOD BEGINNING 01/01/2020<br>AND ENDING 12/31/2020 | | | | |-----------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|---------|--------------------------------|--| | | -<br>-<br>MM/DD/VY | | ----<br>-<br>MM/DDf\'Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: AARON CAPITAL INCORPORATED | | | OFFICIAL USE ONLY | | | ADDRESS Of' PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 2244 FARADAY, SUITE 113 | (No. and Street) | | | | | CARLSBAD | CA | | 92011 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT 1N REGARD TO THIS REPORT<br>Ana R. Carter/ 813-442-1645 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Assurance Dimensions | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 2000 Banks Road, Suite 218 | Margate | FL | 33063 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | I<br>✓<br>certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the anm,al report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the hasisfor the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}--------------…Read the full text as markdown