Full text of AARON CAPITAL INCORPORATED's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | | 0MB Number: 3235-0123 | | |--|--------------------------|--| | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response: 12 | | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|-----------------------------------------------|--|--|--|--| | FILING FOR THE PERIOD BEGINNING | ___<br>0_1_/0_1_/2_1<br>MM/DD/VY | ___<br>AND ENDING | ___ | __<br>_<br>1_2/_3_1_/2_1<br>MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | _________<br>_______<br>_<br>NAME oF FIRM:<br>A_a_ro_n_C_a p_it_a_l _ln_c_o_r__,_p_o_r_a_te_d | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | □ Major security-based swap participant | | | | | | | | | 1201 Front Street, Suite N, Office H | | | | | | | | | | (No. and Street) | | | | | | | | | Columbus | GA | | | 31901 | | | | | | (City) | {State) | | | {Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | 813-442-1645<br>Ana R. Carter | | acarter@aaroncapital.com | | | | | | | | {Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Assurance Dimensions | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 2000 Banks Road, Suite 218 | Margate | | FL | 33063 | | | | | | (Address) | {City) | | (State) | (Zip Code) | | | | | | 04/13/2010<br>l" | | | 5036 | | | | | | | of Reg;,trat;o, with PCAOB)llf appUcable} | FOR OFFICIAL USE ONLY | | | I<br>(PCAOB R~stcat;oo N"mbec, ;f appl;cable} | | | | | \* Claims for exemption from the requirement that th…Read the full text as markdown