Full text of E*TRADE SECURITIES LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **E\*TRADE SECURITIES LLC** **(SEC ID. NO. 8-44112)** **Statement of Financial Condition As of December 31, 2020, and Report of Independent Registered Public Accounting Firm** \* \* \* \* \* #### **PUBLIC DOCUMENT** Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}------------------------------------------------ | | UNITED STATES | | | OMB APPROVAL | | | | | | | |--------------------------------------------------------------------------|-------------------------------------------------------------------------------------|---------------------------------------------------------------------------|------------|-------------------------------------|--|--|--|--|--|--| | | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number:<br>3235-0123 | | | | | | | | Washington, D.C. 20549 | Expires:<br>October 31, 2023<br>Estimated average burden<br>hours per response12.00 | | | | | | | | | | | | ANNUAL AUDITED REPORT | | | | | | | | | | | | FORM X-17A-5 | | | SEC FILE NUMBER | | | | | | | | | PART III | | | 8-44112 | | | | | | | | | FACING PAGE | | | | | | | | | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | | | | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING | | 01/01/20 | AND ENDING | 12/31/20 | | | | | | | | | MM/DD/YY | | | | | | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF BROKER DEALER: | E*TRADE Securities LLC | | | OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | ___________________<br>FIRM ID. NO. | | | | | | | | | | | | | | | | | | | | | Harborside 2, 200 Hudson Street, Suite 501<br>(No. and Street) | | | | | | | | | | | Jersey City | | New Jersey | | 07311 | | | | | | | | (City) | | (State) | | (Zip Code) | | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | | | Dirk Wyckoff, Chief Financial Officer<br>(703) 236-8209 | | | | | | | | | | | | | | | | (Area Code - Telephone No.) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | Deloitte & Touche LLP | | | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | | | 7900 Tysons One Place, Suite 800 | | McLean |…Read the full text as markdown