Full text of E*TRADE SECURITIES LLC's X-17A-5 filed 2023-02-24. Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # E\*TRADE SECURITIES LLC (SEC I.D. No. 8-44112) ## STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\* ## PUBLIC DOCUMENT Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document. {1}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`AB:?:@8B8?6\aK;;8AQ5?ALCLSL6RLA658bQ;8AA:? 5QL?L5?5?67LA=L?:?JL:SA6:68B8?6C:A8<5?5K;:K<L6\O8:;8:QKCSLJ:JJ5K?6L?@=L;B;8@LA68;8<^L67678cKCSLJ N5BQ:?RGJJ5K?6L?@aP8;AL@7695:;<T\_?L68<I6:68AVTcNGa9V:?<:;8;8dKL;8<65C8L?<8Q8?<8?6^L67;8AQ8J665 678N5BQ:?RL?:JJ5;<:?J8^L67678\_\I\=8<8;:SA8JK;L6L8AS:^A:?<678:QQSLJ:CS8;KS8A:?<;8@KS:6L5?A5=678 I8JK;L6L8A:?<DbJ7:?@8N5BBLAAL5?:?<678cNGa9\ O8J5?<KJ68<5K;:K<L6L?:JJ5;<:?J8^L67678A6:?<:;<A5=678cNGa9\475A8A6:?<:;<A;8dKL;867:6^8QS:?:?< Q8;=5;B678:K<L6655C6:L?;8:A5?:CS8:AAK;:?J8:C5K6^78678;678=L?:?JL:SA6:68B8?6LA=;885=B:68;L:S BLAA6:68B8?6Y^78678;<K8658;;5;5;=;:K<\ aK;:K<L6L?JSK<8<Q8;=5;BL?@Q;5J8<K;8A65:AA8AA678;LAeA5=B:68;L:SBLAA6:68B8?65=678=L?:?JL:SA6:68B8?6Y ^78678;<K8658;;5;5;=;:K<Y:?<Q8;=5;BL?@Q;5J8<K;8A67:6;8AQ5?<65675A8;LAeA\IKJ7Q;5J8<K;8AL?JSK<8< 8b:BL?L?@Y5?:68A6C:ALAY8PL<8?J8;8@:;<L?@678:B5K?6A:?<<LAJS5AK;8AL?678=L?:?JL:SA6:68B8?6\aK;:K<L6:SA5 L?JSK<8<8P:SK:6L?@678:JJ5K?6L?@Q;L?JLQS8AKA8<:?<AL@?L=LJ:?68A6LB:68AB:<8CRB:?:@8B8?6Y:A^8SS:A 8P:SK:6L?@6785P8;:SSQ;8A8?6:6L5?5=678=L?:?JL:SA6:68B8?6\O8C8SL8P867:65K;:K<L65=678=L?:?JL:SA6:68B8?6 Q;5PL<8A:;8:A5?:CS8C:ALA=5;5K;5QL?L5?\ # GA<LAJKAA8<L?f568X65678=L?:?JL:SA6:68B8?6Y5?g8C;K:;RXYZ[ZWYg]fFG:QQ;5P8<6786;:?A=8;5=DE4FGHD I8JK;L6L8AMMN`ATUD4IUVJKA65B8;:JJ5K?6AY:AA86AY:?<SL:CLSL6L8A65>5;@:?I6:?S8RIBL679:;?8RMMNTh>II9iVT678 h4;:?A=8;iV\>II9LA:?L?<L;8J6^75SSR5^?8<AKCAL<L:;R5=>5;@:?I6:?S8R\IKCA8dK8?6SRY:A5=g8C;K:;RZjYZ[ZWY 678N5BQ:?R`A95:;<5=>:?:@8;A:QQ;5P8<6784;:?A=8;:?<AKCA8dK8?6B8;@8;5=678N5BQ:?R^L67:?<L?65 >II9Y^7LJ7LAAJ78<KS8<65C8J5BQS868<5?5…Read the full text as markdown