Full text of VBC SECURITIES, LLC's X-17A-5 filed 2023-02-10 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 **SEC FILE** NUMBER 8-44141 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /22** MM/00/YY AND ENDING **12/31** /22 MM/00/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: V.B.C. SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer O Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 348 CLIFTON AVENUE (No. and Street) CLIFTON NJ 07011 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING MARTHA PIERCE 973-928-5400 MPIERCE@VBCSECURITIES.COM (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* WEISBERG, MOLE', KRANTZ & GOLDFARB, LLC (Name - if individual, state last, first, and middle name) 185 CROSSWAYS PARK DRIVE WOODBURY NY 11797 (Address) (City) (State) (Zip Code) 12/14/04 2107 r te of R,g;,tc,tlo, with PCAOB)(;f appUcable) **FOR OFFICIAL USE ONLY** (PCAOB R,g;,1m;o, Norn bee, • appUcable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** **I, MARTHA PIERCE SWCilr (or affirm) thilt, to the best of my knowledge and belief, the** flnancial report pertaining to the **firm** of v.a.c. **secuRmes. LLC** as of 12/31 **2�, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director,** *or* **equivalent person, as the case may** be, **has** any **proprietary interest** in **any account classified solely** as **that** of a customer. **\_...,ATallaben ··. �PUBLIC \_…Read the full text as markdown