Full text of VBC SECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-44141 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2023** MM/DD/VY AND ENDING **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_v\_.\_s\_.c\_. s\_E\_c\_u\_R\_I\_T\_I E\_s\_,\_L\_L\_c \_\_\_ \_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 348 CLIFTON AVENUE | | (No. and Street) | | | | |----------------------------------------------|---------------------------------------------------------------------------|---------------------------|------------|--| | CLIFTON | NJ | | 07011 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | MARTHA PIERCE | 973-928-5400 | MPIERCE@VBCSECURITIES.COM | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Weisberg, Mole', Krantz & Goldfarb, LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 185 Crossways Park Drive | Woodbury | NY | 11797 | | (Address) (City) (State) (Zip Code) 12-14-2004 2107 l" of Re~,trat;o, w;th PCAOBJI• appUcableJ **FOR OFFICIAL USE ONLY** (PCAOB Reg;m,,;o, N,mbe,, If applicable <sup>I</sup>I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, MARTHA PIERCE | | swear (or afflnn) that. to the best of my…Read the full text as markdown