Full text of BANCWEST INVESTMENT SERVICES, INC.'s X-17A-5 filed 2021-03-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BancWest Investment Services, Inc. Statement of Financial Condition December 31, 2020 {1}------------------------------------------------  **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: May31,2017 Estimated average burden hours per response . .. ....... 12.00 **FACING PAGE Information Requested of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>M.M/DD/YY | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|-------------------|-------------------------------|--|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF BROKER-DEALER: | BancWest Investment Services, Inc. | OFFICIAL USE ONLY | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | | | | 13220 California Street | | | | | | | | | | | (No. and street) | | | | | | | | | Omaha | NE | 68154 | | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | | Rollin L. Biel | | | (402) 918-1466 | | | | | | | | | | (Area Code- Telephone Number) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT AL"JT whose opinion is contained in this Report* | | | | | | | | | | BKD, LLP | | | | | | | | | | | (Name - if individual, state last.first, middle 11a111e) | | | | | | | | | 1201 Walnut, Suite 1700 | Kansas City | MO | 64106-2246 | | | | | | | (Address) | (City) | (Stale) | (Zip Code) | | | | | | | CHECK ONE:<br>0 Certified Public Accountant<br>D Public Accountant<br>D Accountant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circumstances relied on as the basis.for the exemption. See Section 240.* J *7a-5(e)(2)* > **Potential persons who are to respond to the collection of inform…Read the full text as markdown