Full text of BANCWEST INVESTMENT SERVICES, INC.'s X-17A-5 filed 2022-03-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BancWest Investment Services, Inc. Statement of Financial Condition December 31, 2021 {1}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | Estimated average burden | | | |--------------------------|----|--| | hours per response: | 12 | | | | | | | SEC FILE NUMBER | | | 8-44261 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 ### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/21 filing for the period beginning 01/01/21 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: BancWest Investment Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 13220 California Street (No. and Street) Omaha 68154 NE (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING | Rollin L. Biel | (402) 918-1466 | Rollin.Biel@bankofthewest.com | | |----------------|--------------------------------|-------------------------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### BKD, LLP | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|--------|---------|--------------------------------------------|--| | 1201 Walnut St, STE 1700 Kansas City | | MO | 64106 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/16/2003 | | 686 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I, Rollin L. Biel , swear (or affirm) that, to the best of m…Read the full text as markdown