Full text of PTI SECURITIES & FUTURES L.P.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### PTI SECURITIES & FUTURES L.P. AND SUBSIDIARY FINANCIAL STATEMENT AND SUPPLEMENTAL SCHEDULES PURSUANT TO SEC RULE 17A-5(d) AND REGULATION 1.10 UNDER THE COMMODITY EXCHANGE ACT ' December31,2022 . Availabte for Public lnspection {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 > ANNUAL REPORTS FORM X-17A-s PART III OMB Number: 3235-0123 Expires: Oct. 3t,2023 Estimated average burden hours per response: I <sup>2</sup> > SEC FILE NUMBER 8-44412 | | FACING PAGE<br>lnformation Required Pursuant to Rules !7a-5, L7a-tl, and 18a-7 under the Securities Exchange Act of 1934 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|------------| | | | | 121311204 | | FTLTNG FoR rHE pERroD BEGTNNTNG 01 l0 1 12022 | MM/DD/YY | AND ENDTNG | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAMEoFT,*r. | PTI Securities & Futures L.P. and Subsidiary | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>E Broker-dealer [J Security-based swap dealer D fUalor security-based swap participant<br>I Check here if respondent is also an OTC derivatives dealer<br>ADDRESS oF PRINCIPAL PLACE bf guStNfSS: (Do not use a P.O. box no.)<br>411 South Wells Street STE 900 | | | | | | (No. and Street) | | | | Chicago | IL | | 60607 | | (city) | (State) | | (ZiP Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Daniel J. Haugh | 31 2-663-3052 | d an @pitisecu | rities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIF!CATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ryan & Juraska - Certified Public Accountants | | | | | | (Name - if individual, state last, first, and middle name) | | | | 141 W Jackson | Chicago | IL | 60604 | | (Address) | (City) | (State) | (zip code) | | 3t2412009 | | 3447 | | | ration with PCAO<br>(Date of | | | | FOR OFFICIAL USE ONLY - Cluims for e\*emption from tfu rc nt itrai ifre annual reports be covered by the reports of an independent p…Read the full text as markdown