Full text of PTI SECURITIES & FUTURES L.P.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES PURSUANT TO SEC RULE 17a-5(d) AND REGULATION 1.10 UNDER THE COMMODITY EXCHANGE ACT** > **December 31, 2024 Available for Public Inspection** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 # ANNUAL REPORTS FORM X-17A-5 PART III | stimated average burden | | |---------------------------|--| | nours per response:<br>12 | | | | | | SEC FILE NUMBER | | | 8-44412 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: PTI Securities & Futures L.P. and Subsidiary TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer [ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 411 South Wells Street STE 900 | | (No. and Street) | | | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------------|-----------------|--------------------------------------------|--| | Chicago | | | 60607 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Daniel J. Haugh | 312-663-3052 | | dan@ptisecurities.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ryan & Juraska LLP - Certified Public Accountants<br>(Name - if individual, state last, first, and middle name) | | | | | 141 W Jackson | Chicago | = | 60604 | | | (Address) | (City) | (State) | (Zip Code) | | | 3/24/2009 | | 34.07 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}----------------------------…Read the full text as markdown