Full text of TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC's X-17A-5 filed 2025-03-10 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0 M B APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-44454 **FACING PAGE** **Information Required Pursuant to Rules 17a•S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2024** AND ENDING **12/31/2024** MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: TIAA-CREF Individual & institutional Services, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer □ Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 8500 Andrew Carnegie Blvd. | (No. and Street) | | | | |----------------------------------------------|---------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | 872-280-0924 | Jennifer.Mangano@Nuveen.com | | | | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | PricewaterhouseCoopers LLP | | | | | | | 32202 | | | (City) | (State) | (Zip Code) | | | | 238 | | | | | (PCAOB R,g;,tratioa N"mbe,, ;r apphcable) I | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | Jacksonville | North Carolina<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>FL | | \* Claims for exemption from the requirement t hat t he annual reports be covered by the reports of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Jennifer Mangano | swear {or affirm) that, to the best of my knowledge and belief, the | | |----------------…Read the full text as markdown