Full text of TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMBAPPROVAL | | | |-----------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------|-------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | | hours per response:<br>12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-S | | 8-44454 | | | | | PART Ill | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025 | | | AND ENDING 12/31/2025 | | | | | MM/00/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | NAME oF FIRM: TIAA-CREF Individual & institutional Services, LLC | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | [!] Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 8500 Andrew Carnegie Blvd. | | | | | | | | (No. and Street) | | | | | | Charlotte | North Carolina | | 28262 | | | | (City) | (State) | | {Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jennifer Mangano | 872-280-0924 | | Jennifer.Mangano@Nuveen.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PricewaterhouseCoopers LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 76 Laura Street | Jacksonville | FL | 32202 | | | | (Address) | {City) | (State} | (Zip Code) | | | | October 20, 2003 | | 238 | | | | | of ••~•traUoa with PCAOB)(;f appl;cabl,) | | | (PCAOB R,g;~,atioa N,mb.,, • appUcabl,) | | | | T" | FOR OFFICIAL USE ONLY | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the coll…Read the full text as markdown