Full text of COUNTRY CLUB FINANCIAL SERVICES, INC.'s X-17A-5 filed 2021-03-17 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # f.l® Country Club Financial Services, Inc. ## Report of Independent Registered Public Accounting Firm and Financial Statements December 2020 and 2019 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ... . .. 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** SEC FILE NUMBER **B-44574** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNINGQ1/Q1/2Q2Q | | AND ENDING 12/31/2020 | | | |---------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: Country Club Financial Services, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 1 Ward Parkway | | | | | | | (No. and Street) | | | | | Kansas City | MO | | 64112 | | | ( tty) | State) | | ip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Sandra Dershem-Vega (816) 751-4223 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | BKD, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 1201 Walnut Street, Suite 1700 | Kansas City | MO | 64106 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | [Z]certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unle…Read the full text as markdown