CC CAPITAL ADVISORS, INC. X-17A-5 (2023-02-28) — Broker-dealer annual report

Full text of CC CAPITAL ADVISORS, INC.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ![](_page_0_Picture_0.jpeg) # Statement of Financial Condition December 31, 2022 (With Reports of Independent Registered Public Accounting Firm Thereon) Filed as PUBLIC information pursuant to Rule 17a-5(d) under Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 ### **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-44574 MM/DD/YY **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2022** AND ENDING 12/31 **f2022** MM/DD/YY **A. REGISTRANT IDENTIFICATION** ### NAME oF FIRM: CC Capital Advisors, Inc. TYPE OF REGISTRANT (check all applicable boxes): <sup>~</sup>Broker-dealer □ Security-based swap dealer <sup>D</sup>Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1 Ward Parkway | | (N<br>nd<br>S<br>)<br>tre<br>et<br>o.<br>a | | | | | |--------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|-------------------------------------------------------|--|--| | K<br>C<br>i<br>t<br>a<br>n<br>s<br>a<br>s<br>y | O<br>M | | 6<br>4<br>1<br>1<br>2 | | | | (C<br>)<br>ity | (S<br>)<br>ta<br>te | | (Z<br>Co<br>ip<br>de<br>) | | | | P<br>E<br>R<br>S<br>O<br>N T<br>O<br>C<br>O<br>N<br>TA<br>C<br>T W<br>IT<br>H<br>R | EG<br>A<br>R<br>D T<br>O<br>T<br>H<br>IS<br>F<br>IL<br>G<br>IN | | | | | | S<br>d<br>D<br>h<br>-V<br>a<br>n<br>r<br>a<br>e<br>r<br>s<br>e<br>m | (<br>)<br>8<br>1<br>6<br>1<br>-4<br>2<br>2<br>7<br>5<br>3<br>e<br>g<br>a<br>@<br>sd<br>sh<br>pit<br>ala<br>dv<br>er<br>em<br>cc<br>ca | | iso<br>rs<br>.co<br>m | | | | (N<br>e)<br>am | (A<br>Co<br>de<br>Te<br>lep<br>ho<br>N<br>be<br>r)<br>re<br>a<br>ne<br>um<br>- | (E<br>ai<br>l A<br>dd<br>m<br>re<br>ss | ) | | | | B<br>. A<br>C<br>C<br>O<br>U<br>NT<br>A<br>NT<br>ID<br>EN<br>TI<br>FI<br>C<br>A<br>TI<br>O<br>N | | | | | | | O<br>S<br>F<br>R<br>V<br>I | ep | ng | | | |…

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