ABG SUNDAL COLLIER INC. X-17A-5 (2017-02-28) — Broker-dealer annual report

Full text of ABG SUNDAL COLLIER INC.'s X-17A-5 filed 2017-02-28 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ABG SUNDAL COLLIER INC.
• Form: X-17A-5
• Filed: 2017-02-28
• Period: 2016-12-31
• Accession: 0000886118-17-000004
• CIK: 886118
• File #: 8-44768
• Material weakness: No
• Auditor: Weiser Mazars LLP
• Auditor location: New York, NY
• Contact: Douglas Miller
• Phone: 212-605-3827
• Signed by: Douglas Miller (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000886118 XXXXXXXX 008-44768 LIVE true true false 01-01-2016 12-31-2016 Broker-dealer N ABG SUNDAL COLLIER INC. 850 THIRD AVENUE NEW YORK NY 10022-4212 Douglas Miller 212-605-3827 Weiser Mazars LLP 135 West 50th Street New York NY 10020 Certified Public Accountant Douglas Miller ABG SUNDAL COLLIER INC. 12-31-2016 Douglas Miller Chief Financial Officer Y

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• X-17A-5 — 2026-02-25
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• X-17A-5 — 2023-02-27
• X-17A-5 — 2022-02-28
• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-02-28
• X-17A-5 — 2019-02-28
• X-17A-5 — 2018-02-22
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-03-04

Original filing on SEC EDGAR (source of record)