Full text of ABG SUNDAL COLLIER INC.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FINANCIAL STATEMENT 2024** ABG Sundal Collier, Inc. (A Wholly Owned Subsidiary of ABG Sundal Collier Holdings, Inc.) (SEC I.D. No. 8-44768)"  {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|------------------------------------------------| | | | | | FILING FOR THE PERIOD BEGINNING 0 1/01 /24<br>MM/DD/YY | AND ENDING 12/31 /24 | MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | | | NAMEOFFIRM:ABG SUNDAL COLLIER INC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 140 BROADWAY, STE 4604 | | | | (No. and Street) | | | | NEW YORK<br>NY | | 10005 | | (City)<br>(State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | NORA SIMONSEN<br>212-605-3822 | | NORA.SIMONSEN@ABGSC.COM | | (Name)<br>(Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FORVIS MAZARS LLP | | | | (Name - if individual, state last, first, and middle name) | | | | NEW YORK<br>135 WEST 50TH STREET | NY | 10020 | | (City)<br>(Address) | (State) | (Zip Code) | | 10/16/2003 | 686 | | | rte of R,g;~,atioo wtth PCAOB)l;f applkablel | | I<br>(PCAOB Regl~ratioo N,mbec, If appllcableJ | | FOR OFFICIAL USE ONLY<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent publ ic | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form…Read the full text as markdown