HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC X-17A-5 (2022-03-31) — Broker-dealer annual report

Full text of HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## HUNTER ASSOCIATES INVESTMENT MANAGEMENT, LLC (A Subsidiary of Hunter Associates Holdings, LLC) FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION DECEMBER 31, 2021 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | | | |----------------|--|--|--| | FORM X-17A-5 | | | | | PART III | | | | omb approval OMB Number: 3235-0123 Expires; Oct. 31, 2023 Estimated average burden hours per response: > SEC FILE NUMBER 8- 44779 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING January 1, 2021 AND ENDING D December 31, 2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Hunter Associates Investment Management, LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): ്ര Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 436 Seventh Avenue, Koppers Building, 27th Floor (No. and Street) Pittsburgh PA 15219 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING (Area Code - Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Lally & Co., LLC (Name - if individual, state last, first, and middle name) PA 15237 5700 Corporate Drive, Suite 800 Pittsburgh (Address) (City) (State) (Zip Code) May 2009 3578 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION , swear (or affirm) that, to the best of my knowledge and belief, the Brad J Marshall financial report pertaining to the firm of Hunter Associates Investment Management, LLC as of as as of , 2 021\_\_\_ is true and correct. I further swear (or affirm) that neither the company nor any December 31 partner, officer, director…

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