Full text of HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC's X-17A-5 filed 2024-03-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # HUNTER ASSOCIATES INVESTMENT MANAGEMENT, LLC (A Subsidiary of Hunter Associates Holdings, LLC) FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION DECEMBER 31, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | | Cally Profil 1948 Pinn | | | |--|------------------------|-----------------|--| | | | | | | | | SEC FILE NUMBER | | | | | 8-44779 | | 15219 (Zip Code) marshall@hunterassociates.com FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 01/01/2023 12/31/2023 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION Hunter Associates Investment Management, LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): Security-based swap dealer Broker-dealer [ ] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 436 Seventh Avenue, Koppers Building, Floor 27 (No. and Street) PA Pittsburgh (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING | Bradley J Marshall | | |--------------------|--| |--------------------|--| (Name) (Area Code - Telephone Number) # (Email Address) #### B. ACCOUNTANT IDENTIFICATION 412-765-8927 #### INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* | | Lally & Co., LLC | | | | |------------------------------------------------------------|-----------------------|---------|--------------------------------------------|--| | (Name - if individual, state last, first, and middle name) | | | | | | 5700 Corporate Drive, Suite 800 | Pittsburgh | PA | 15237 | | | (Address) | (City) | (State) | (Zip Code) | | | May 2009 | 3578 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relled on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form display…Read the full text as markdown