Full text of BARRETT & COMPANY, INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # FINANCIAL STATEMENTS December 31, 2023 {1}------------------------------------------------ | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 1-2 | |------------------------------------------------------------------------------------------------------------------------------------------|--------| | FACING PAGE | 3 | | OATH OR AFFIRMATION | 4 | | FINANCIAL STATEMENTS | | | Statement of financial condition | 5 | | Statement of income | 6 | | Statement of changes in stockholder's equity | 7 | | Statement of cash flows | 8 | | Notes to financial statements | 9 - 19 | | SUPPORTING SCHEDULES | | | Schedule I - Computation of Aggregate Indebtedness and Net Capital Under Rule 15c3-1<br>of the Securities and Exchange Commission | 20 | | Schedule II - Computation for Determination of Reserve Requirement Under Rule 15c3-3<br>of the Securities and Exchange Commission | 21 | | Schedule III - Information Relating to Possession or Control Requirements Under Rule<br>15c3-3 of the Securities and Exchange Commission | 22 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>ON REVIEW OF EXEMPTION REPORT | 23 | | Exemption Report | 24 | ### CONTENTS {2}------------------------------------------------  ## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # To the Stockholder of Barrett & Company ### Opinion on the Financial Statements We have audited the accompanying statement of financial condition of Barrett & Company (the equity and cash flows for the year then ended, and the related notes to the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2023, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ### Basis for Opinion We are a public accounting firm registered with the Public Company Accounting Oversight Board in accordance with the U.S. federal securities laws and applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of mat…Read the full text as markdown