Full text of BARRETT & COMPANY, INC.'s X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 0MB APPROVAL 8-44856 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD **BEGINNING 01 /01 /25** AND ENDING **12/31 /25** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Barrett & Company TYPE OF REG ISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 42 Weybosset Street | Providence | Rhode Island | | 02903 | | |---------------------------------------------------------------------------|--------------------------------------------------------------------------|--------------------------------|-----------------------------------------------|--| | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Wilson G. Saville | 401 351-1000 | wsaville@barrettandcompany.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | | PKF O'Connor Davies LLP | | | | | | 40 Westminster Street | (Name - if individual, state last, first, and middle name)<br>Providence | RI | 02903 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/29/2003<br>l" | | 127 | (PCAOB Regist,atioo Nombec, if applicable I I | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption . See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Wilson G. Saville | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------------------------------------------------------|------------…Read the full text as markdown