Full text of MONEX SECURITIES, INC.'s X-17A-5 filed 2025-02-04 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | OMB APPROVAL | | | | |---------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------------------------------|-------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | OMB Number:3235-0123<br>Expires:Nov. 30, 2026 | | | | | | | Estimated average burden | | | | | | | | 12<br>hours per response: | | | | | REPORTS<br>ANNUAL | | SEC FILE NUMBER | | | | | X-17A-5<br>FORM | | 8-44784 | | | | | PART<br>III | | | | | | | | | | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2024<br>AND ENDING | | 12/31/2024 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | Monex<br>NAME OF FIRM: | Securities<br>Inc<br>, | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | E<br>Broker-dealer | Security-based swap dealer | | Major security-based swap participant | | | | Check hereif respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | Street<br>Louisiana<br>440 | Suite<br>1240 | | | | | | , | (No. and Street) | | | | | | | | | | | | | Houston | 77002<br>TX | | | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Contreras<br>Ruben | 713-877-8234 | | rcontreras@monexsec.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | EEPB | | | | | | | Company | | | | | | | | (Name -if individual,state last,first,and middle name) | | | | | | 2950 North Loop West, Suite | Houston<br>1200 | TX | 77092 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 11/05/2003 | | 879 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number,if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>* | | | | | | accountant must be supported by <sup>a</sup> statement of facts and cir…Read the full text as markdown