Full text of MONEX SECURITIES, INC.'s X-17A-5 filed 2026-02-05 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** #### **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-44784 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ending 12/31/2025 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## name OF FiRM:Monex Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): S Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 440 Louisiana Street, Suite 1240 | | 77002 | | | |---------|------------------------|--|--| | (State) | (Zip Code) | | | | | (No. and Street)<br>TX | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | Ruben | Contreras | 713-877-8234 | |-------|-----------|--------------| | | | | rcontreras@monexsec.com (Name) (Area Code -Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ## EEPB Company | (Name -if | individual, state last, first, and middle name) | | | |--------------------------------------------------|-------------------------------------------------|---------|--------------------------------------------| | 2950<br>North<br>Loop<br>West,<br>Suite<br>1200 | Houston | TX | 77092 | | (Address) | (City) | (State) | (Zip Code) | | 11/05/2003 | | 879 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are notrequired to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | Rljben Contreras | | | | ( swear (or affirm) that, | to | the best of my knowledge and belief, the | | |-------------------|-----------------------------|-------------------------|-----------|----------------------…Read the full text as markdown