Full text of AVALON SECURITIES, LTD.'s X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **FORM ID UNIFORM APPLICATION FOR ACCESS CODES TO FILE ON EDGAR** **OMB APPROVAL** **Form ID-CONVERT** **OMB Number: 3235-0328** **Expires: May 31, 2022** **Estimated average burden hours per response: 0.15** ## **Form ID: Application for EDGAR Access** | Applicant Type | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------|--| | | Filer | | | Indicate whether the applicant is a<br>company or individual | Company<br>Individual | | | Access codes will be used to submit draft<br>registration or draft offering statement. | | | | Note: The Name of Applicant must be in English!<br>Please enter the name of applicant as specified in its charter.<br>Also, the value that you enter below may be conformed to meet EDGAR standards. Click here for details. | | | | Name of Applicant : | AVALON SECURITIES, LTD. | | | Mailing Street 1 | 276 WATER STREET | | | Mailing Street 2 | SUITE 650 | | | Mailing City | NEW YORK | | | Mailing State/Country | NY | | | Mailing Zip/Postal Code | 10038 | | | Phone | 9175390006 | | | Note: If the potential filer does not have a TIN, enter "00-0000000" below. | | | | Tax Identification Number (TIN)(DD<br>DDDDDDD) | | | | Form ID: Filer Information | | | | | Refer to Volume I of the EDGAR Filer Manual for instructions on how to complete this section. | | | "Doing Business As" Name : | AVALON SECURITIES, LTD. | | | Note: The Foreign Name is intended to be the name of your company in any language other than English. | | | | Foreign Name : | | | | Business address same as mailing<br>address. Business address is required if<br>not the same. | | | | Business Street 1 | 530 FIFTH AVENUE | | | Business Street 2 | 9TH FLOOR | |--------------------------|-----------| | Business City | NEW YORK | | Business State/Country | NY | | Business Zip/Postal Code | 10036 | | State of Incorporation | NY | | Fiscal Year End (MM/DD) | 12/31 | ## **Form ID: Contact Information** ### **Contact for EDGAR Information, Inquiries, and Access Codes** Refer to Volume I of the EDGAR Filer Manual for instructions on how to complete this section. | Contact Name | Lynda Davey | |…Read the full text as markdown