Full text of NH INVESTMENT & SECURITIES AMERICA, INC.'s X-17A-5 filed 2023-02-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **NH Investment & Securities America, Inc.** (A Wholly Owned Subsidiary of NH Investment & Securities Co., Ltd.) Statement of Financial Condition December 31, 2022 (With Report of Independent Registered Public Accounting Firm Thereon) Filed pursuant to Rule 17a-5(e) under the Securities Act of 1934 Act of as a PUBLIC DOCUMENT. {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response:<br>12 | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------|--------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------------------------------|--|--| | ANNUAL REPORTS | | | | SEC FILE NUMBER | | | | | | | FORM X-17A-5 | | | 8-45081 | | | | | | PART Ill | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | AND ENDING 12/31 /22<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /22 | | | | | | | | | | MM/DD/VY | | | MM/ DD/VY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: NH Investment & Securities America, Inc. (Awholly-owned,ub,idiaryofNHlnvestment&SecuritiesCo,Ltd) | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 120 West 45th Street, Suite 2402 | | | | | | | | | | | (No. and Street) | | | | | | | New York | | | NY | | 10036 | | | | (City) | | | {State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Jang Hyun Choi | | +1-212-391-4696 | | | jchoi@nhisusa.com | | | | (Name) | | (Area Code - Telephone Number) | | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>SEJONG LLP | | | | | | | | | | | | (Name - if individual, s…Read the full text as markdown