Full text of NH INVESTMENT & SECURITIES AMERICA, INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of NH Investment & Securities Co., Ltd.) Statement of Financial Condition December 31, 2025 (With Report oflndependent Registered Public Accounting Finn Thereon) Filed pursuant to Rule l 7a-5(e) under the Securities Act of 1934 Act of as a PUBLIC DOCUMENT. {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20S49 ANNUAL REPORTS FORM X-17 A-5 PART** Ill **FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-45081 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /25** MM/DD/VY AND ENDING **12/31 /25** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : NH Investment & Securities America, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 120 West 45th Street, Suite 2402 (No. and Street) New York NY 10036 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Sangwon Jin +1-212-391-4000 sjin@nhisusa.com (Name) (Area Code - Telephone Number) (Email Address) **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* SEJONG LLP (Name - if individual, state last, first, and middle name) 65 Challenger Rd. STE 250 Ridgefield Park NJ 07660 (Address) (City) (State) (Zip Code) August 16, 2011 5519 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | | swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Sangwon Jin | | | | | |-----------------…Read the full text as markdown