AUERBACH GRAYSON & COMPANY LLC X-17A-5 (2017-09-12) — Broker-dealer annual report

Full text of AUERBACH GRAYSON & COMPANY LLC's X-17A-5 filed 2017-09-12 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: AUERBACH GRAYSON & COMPANY LLC
• Form: X-17A-5
• Filed: 2017-09-12
• Period: 2016-12-31
• Accession: 0000891197-17-000007
• CIK: 891197
• File #: 8-45136
• Material weakness: No
• Auditor: EisnerAmper LLP
• Auditor location: New York, NY
• Contact: Sharon Gaviria
• Phone: 212-453-3516
• Signed by: Sharon Gaviria (Chief Compliance Officer)

Document text (excerpt)

X-17A-5 0000891197 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N AUERBACH GRAYSON & COMPANY LLC 25W 45TH STREET SUITE 16 NEW YORK NY 10036 Sharon Gaviria 212-453-3516 EisnerAmper LLP 750 Third Avenue New York NY 10017 Certified Public Accountant Sharon Gaviria AUERBACH GRAYSON & COMPANY LLC 12-31-2016 Sharon Gaviria Chief Compliance Officer Y

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• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-03-01
• X-17A-5 — 2016-02-29

Original filing on SEC EDGAR (source of record)