Full text of AUERBACH GRAYSON & COMPANY LLC's X-17A-5 filed 2021-03-15 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response .... . . 12.00 8-45136 SEC FILE NUMBER # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTlll** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01 /20 | AND ENDING 12/31 /20<br>~~~~~~~~~~- | | |-------------------------------------------|-------------------------------------|--| | | | | MM/DD/YY ## A. REGISTRANT IDENTIFICATION NAME OF BROKER-DEALER: Auerbach Grayson & Company LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 25 W. 45th Street, Siuite 16 (No. and Street) (City) (State) NAME AND TELEPHONE NUMBER OF PER.SON TO CONTACT IN REGARD TO THIS REPORT Sharon Gaviria 21 2-453-351 6 # B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report\* # EisnerAmper LLP (Name - *if individual, state last, firsr, middle name)* 750 Third Avenue New York NY 10017 (Address) (City) CHECK ONE: It/ I Certified Public Accountant O Public Accountant D Accountant not resident in United States or any of its possessions. ### **FOR OFFICIAL USE ONLY** *\*Claims for exemption from the requirement th al the annual report be covered by the op in ion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. MM/DD/YY OFFICIAL USE ONLY FIRM l.D. NO. 10036 (Zip Code) (Area Code - Telephone N umber) (State) (Zip Code) {1}------------------------------------------------ | ~<br>I. Shlworl | . ""'eat (°or .affirm) 1hat, lo lhc """'' or | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…Read the full text as markdown